Compliance Analyst at Pepperstone

Overview Pepperstone is an online Forex and CFD Broker providing traders across the globe with cutting-edge technology to trade the world’s markets. We are driven to provide traders with low-cost pricing across all our instruments including FX, CFDs, Cryptocurrencies and Commodities. Pepperstone is an ASIC, FCA, SCB, CMA, SCB, BaFin and DFSA regula...

 

Compliance Analyst

  • Job TypeFull Time
  • QualificationBA/BSc/HND
  • Experience2 - 3 years
  • LocationNairobi
  • Job FieldData, Business Analysis and AI 

The Role

  • As a vital member of our dynamic Compliance team, you will have the exciting opportunity to collaborate with other professionals and support the Compliance Manager in Kenya. Your primary focus will be on ensuring the effectiveness of our Compliance framework, including the compliance monitoring plan and various projects.
  • In this role, you will be responsible for a diverse range of regulatory compliance activities. From updating and implementing compliance policies and procedures to delivering comprehensive compliance training, your contributions will play a crucial role in maintaining a strong compliance culture. Additionally, you will conduct monitoring and sample-checking tasks to ensure accurate compliance records and reporting.
  • As part of our tight-knit team, you will not only provide administrative support but also actively participate in developing shared initiatives. By doing so, you will help embed and foster a compliance-focused culture across Pepperstone’s global business.
  • As our Compliance Analyst your key generalist responsibilities include, but not limited to
  • Working closely with the Kenya Compliance Manager to ensure the successful execution of the Compliance Monitoring Programme
  • Performing control testing activities as outlined in the Compliance Monitoring Plan or as directed by the Compliance Manager
  • Assisting in gathering information for both internal and external disputes
  • Addressing and resolving compliance-related queries from the business
  • Providing essential support to the Compliance Manager & Compliance team for the global AML optimization work plan
  • Taking ownership of regular customer due diligence, monitoring, and control activities in alignment with the delivery of the AML Program
  • Contributing to the review and update of compliance policies and procedures
  • Assisting in investigations related to financial crime
  • Monitoring call and live chat interactions
  • Supporting the monitoring of the firm's professional client opt-up procedures
  • Contributing to various projects as required
  • Compiling monthly Management Information (MI)
  • Conducting assigned Compliance framework activity as directed by the Compliance Manager

About you

  • Minimum of 2-3 years of compliance experience in the financial services industry, preferably within the OTC derivatives sector
  • Relevant tertiary degree in Legal, Business, Finance, or a related field
  • In-depth understanding of the end-to-end KYC process
  • Exceptional analytical and problem-solving abilities
  • Impeccable attention to detail
  • Ability to thrive in a fast-paced, high-volume, and high-pressure environment
  • Experience working for or with a fintech or similar online/non-face-to-face business model
  • Excellent communication and collaboration skills
  • Strong organizational and time management capabilities
  • Proficiency in using a wide range of technologies and adaptability to new systems

Method of Application

Interested and qualified? Go to Pepperstone on jobs.workable.com to apply

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