Assistant Legal & Compliance Assistant at Centum

Centum is East Africa's leading investment company listed on the Nairobi Securities Exchange and Uganda Securities Exchange. We are an investment channel providing investors with access to a portfolio of inaccessible, quality, diversified investments. Our Key objective is to consistently generate market beating returns by building extraordinary enterpr...

 

Assistant Legal & Compliance Assistant

  • Job TypeFull Time
  • QualificationBA/BSc/HND
  • Experience
  • LocationNairobi
  • Job FieldLaw / Legal 

Job Brief

  • Nabo Capital Ltd is seeking a highly skilled and motivated Legal and Compliance Officer to join our dynamic fund management firm.
  • Assistant Legal and Compliance Officer will be responsible for ensuring that our operations and business transactions follow all relevant legal and internal rules. This role involves working closely with internal stakeholders, regulatory bodies, and external legal counsel to uphold the highest standards of legal and regulatory compliance.

Principle Accountabilities:

Legal Compliance

  • Interpret and ensure compliance with laws and regulations applicable to fund management.
  • Review and provide legal advice on contracts, agreements, and internal policies.
  • Monitor changes in laws and regulations that may impact the firm and recommend necessary actions.

Regulatory Compliance

  • Develop, implement, and manage the firm's compliance program.
  • Stay informed about regulatory developments and assess their impact on operations.
  • Prepare and submit reports to regulatory authorities as required.

Internal Policies and Procedures

  • Develop and update internal policies and procedures to ensure compliance.
  • Provide guidance on compliance with internal policies to employees.
  • Conduct training sessions on compliance-related matters.

Risk Management

  • Identify and assess potential compliance risks.
  • Develop and implement risk mitigation strategies.
  • Collaborate with internal teams to address compliance-related issues.

Investigations and Resolutions

  • Conduct internal investigations into compliance-related matters.
  • Develop and implement corrective action plans to address identified issues.
  • Collaborate with legal counsel as needed.

Contract Management

  • Review and negotiate contracts, ensuring compliance.

Minimum Requirements

  • Bachelor’s degree in law or degree in business with legal and compliance qualification is required.
  • Proven experience in legal and compliance roles, preferably in the financial or fund management industry.
  • In-depth knowledge of CMA laws and regulations, and risk and compliance laws best practices.
  • Excellent analytical and problem-solving skills.
  • Strong communication and interpersonal skills.
  • Ability to work independently and collaboratively in a team environment.

Method of Application

Interested and qualified? Go to Centum on lde.tbe.taleo.net to apply

Comments

Post a Comment

Popular posts from this blog

Deputy Director Public Works at Turkana County Government

Turkana is the 2nd largest county in Kenya 77,000 sq.km. It is also the north-western most county in Kenya and is known mostly for its scenic landscapes and rich culture. Read more about this company   Deputy Director Public Works Job Type Contract Qualification BA/BSc/HND , MBA/MSc/MA Experience Location Turkana Job Field Building and Construction  , Engineering / Technical  REF: TUR/CPSB/057/2022/2023: DEPUTY DIRECTOR PUBLIC WORKS, JOB GROUP ‘Q’, ONE (1) POST. Deputizing the director Public works and assist on matters of buildings/construction management in the county. Duties and responsibilities:- formulating, implementing and reviewing buildings/construction development policies, strategies, procedures, plans, standards and guidelines; initiating review and dissemination of appropriate legislation and regulations on buildings/constructions development; facilitating designs, approval and implementation of buildings/construction development programmes facilitating implementation of s
Read more

Project Director at LVCT Health

LVCT Health is an indigenous Kenyan non-governmental and not-for-profit organization established in 2001. We are driving Kenya towards HIV prevention, with an ultimate goal of reducing HIV infections to zero. We offer integrated HIV services through development of models that are scaled up to the national models. We also carry out sexual and reproductive ...   Project Director Job Type Full Time Qualification MBA/MSc/MA Experience 7 - 10 years Location Kiambu Job Field Medical / Healthcare  Job purpose The Project Director will be responsible for providing overall strategic and technical oversight to the Dhibiti Project in Central region. This includes responsibility for the technical, monitoring and evaluation and financial and operations components of the project. S/he will work closely with the Program Director and other directors/managers to ensure adherence to technical and contractual requirements of the grant, achievement of targets and project alignment to institutional vision
Read more

School Office Administrative Officer (a female preferred) at Tamkeen Integrated Schools

School Office Administrative Officer (a female preferred) Job Type Full Time Qualification BA/BSc/HND , Diploma Experience 3 - 5 years Location Nairobi Job Field Administration / Secretarial  Tamkeen Integrated Schools (TIS), is a private school in Kileleshwa providing the revered Cambridge System from Kindergarten to A-levels with a strong emphasis on STEM, Islamic Education, and Coding Programs. Our holistic approach integrates spiritual enrichment, recreation, and specialized teaching in Islamic Values, Arabic, and Quran memorization, fostering student ownership of learning in a modern Islamic education system. Tamkeen Integrated Schools is actively seeking a highly skilled Administrative Officer to join our team. The ideal candidate will bring a wealth of experience in school office administration, with a specific focus on the Cambridge system and academic matters. Exceptional organizational skills and a strong commitment to customer service and problem solving are essential. Key R
Read more